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There are times when you may not agree with a decision made about your child's support, or would like help resolving difficulties. 

It's always best to try and resolve any query or issue informally through the local resolution process. Queries raised through the local resolution process are dealt with informally through discussion (written or verbal) with the relevant service to try and resolve the issue without the need for a formal complaint.

If you feel your query remains unresolved, you have the right to complain formally about services we have provided.  It's important that you follow the correct process for making a complaint so that it gets dealt with by the right people as soon as possible.

Raising a concern about a preschool, school or college

We (Hertfordshire County Council) are not responsible for dealing with complaints about schools and educational settings.

By law, every preschool, school and college should have their own complaints procedure. You should be able to find this on their website, but if you can't find it, you can contact their office and ask for a copy.

In most cases their procedure will direct you to complain informally first to the member of staff closest to the issue, or who knows the most about it. If your complaint is about that member of staff, then someone more senior will deal with it.

If your issue is still not resolved, then the school's complaints procedure will tell you what happens next. Formal complaints are usually dealt with by the Headteacher, and after that the Chair of Governors. In most cases, they will arrange for a panel of Governors to consider your complaint.

If you have a complaint about Section F in your Education, Health and Care Plan - you can contact the Complaints Team for Children's Services.

If you go through the whole complaints procedure, and your issue is still not resolved, the next steps will depend on the nature of your issue, and the type of school you have a complaint about:

Academies, Free Schools, Studio Schools and University Technical Colleges

The Education and Skills Funding Agency (ESFA) can investigate how a complaint to an academy has been handled. They cannot overturn an academy's decision about a complaint, only check that the correct procedures have been followed.

Maintained Schools

If the school you are complaining about is a:

  • Community
  • Voluntary- Controlled
  • Voluntary-Aided
  • Foundation or Trust School
  • Education Support Centre
  • Pupil Referral Unit

You can approach the Secretary of State at the Department for Education, to request that they consider doing a further investigation.

Independent (private) school

You can use the Independent Schools Inspectorate Guidance on what to do if you have concerns about an independent school. You may also want to seek your own independent legal advice if the issue is to do with something in your contract with the school.

Local Authority funded schools (mainstream or special)

There is no stage beyond the school's complaints procedure. However, if your complaint is to do with a young person's Education Health and Care Plan, you can contact the Complaints Team for Children's Services

Resolving disagreements about EHCPs

If you're unhappy with a decision not to assess your child for an EHCP, or if you disagree with a decision made about the contents of your child's EHCP, then your first step would be to discuss this with your SENCo or a member of the SEND team. You can find out more about contacting the SEND team, including what to do if you haven't had a response, on our Who should I contact about my child's EHCP page.

For free and impartial advice on EHCPs, you could contact the SENDIASS team, or take a look at the EHCP advice and information on the SENDIASS website.

The SEND Resolution Team

We have a dedicated SEND Resolution Team who are there to help resolve disagreements relating to a child or young person's EHCP. They will listen to your concerns, and work to resolve disagreements between you and the service. You can contact them at any time in the EHCP process by emailing SENDResolutions@hertfordshire.gov.uk

You could consider using the Disagreement Resolution Service if you still feel unhappy with the decisions made about your child's EHCP. This is an external and independent service and offers a voluntary and confidential way to resolve disagreements.

Mediation is a type of disagreement resolution for disagreements that can be appealed to the SEND tribunal

What types of disagreements can be appealed to tribunal? 

The SEND Code of Practice says that parents and young people can appeal to the Tribunal about:

  • a decision by a local authority not to carry out an EHC needs assessment or re-assessment
  • a decision by a local authority that it is not necessary to issue an EHC plan following an assessment
  • the description of a child or young person’s SEN specified in an EHC plan
  • the special educational provision specified, the school or other institution or type of school or other institution (such as a mainstream school/college) specified in the plan or that no school or other institution is specified an amendment to these elements of the EHC plan
  • a decision by a local authority not to amend an EHC plan following a review or re-assessment a decision by a local authority to cease to maintain an EHC plan” (11.45)

You can find out more about appeals to the Tribunal in the SEND Code of Practice (sections 11.39 to 11.55). SENDIASS can explain the appeal process to you and provide impartial advice and support.  Further information can be found on the SENDIASS website.

To appeal to tribunal you must contact mediation first. It is a free and confidential service where an independent mediator manages the discussion to help you and the SEND team try to reach a resolution. If you're not happy with the outcome of mediation, then you will have an option to appeal to tribunal. 

For free and impartial advice on tribunals, you could contact the SENDIASS team, or take a look at the EHCP advice and information on the SENDIASS website.

Our complaints processes do not apply if you wish to complain about a matter which has been in Court previously, is in Court presently, or will be in Court in the future.  You also cannot use the local authority's complaints processes to complain about a matter which you can appeal to a Tribunal about, as this is also a legal process. 

If your child already has an EHCP but you feel that provision for them is not being made as specified in Section F of the EHCP, you can contact the Complaints Team for Children's Services. We have a duty to investigate and the Complaints Team does this by undertaking a Section F Provision Checklist which evaluates whether the provision is in place and how the school or setting is delivering this in accordance with the EHCP.  If any provision is found to be lacking, then we will set out within the Checklist and a covering letter what will be done to correct this and a timescale for doing so. You can request that we investigate by contacting the Complaints Team for Childrens Services.

After this, if you still feel that the provision is not being made as specified within the EHCP, then you may approach the Local Government and Social Care Ombudsman (LGSCO).

There are other legal routes you may want to consider if you feel that all other avenues have been explored. For example, you can ask a court to look at the decision made by a public body (eg. the local authority) and decide whether it was made in a lawful, fair and reasonable manner. 

Raising a concern about Children's or Adult Care Services

If your complaint is to do with a service provided by us (Hertfordshire County Council), such as 0-25 Together or Families First, then first you can raise a concern informally first directly with the service.

It is really important you make the service aware of any concerns you have so that they can respond to you as quickly as possible.

If you are still unhappy, you can make a formal complaint to the Complaints Team for Children's Services or Adult Care Services. Formal complaints have strict response timescales, are logged centrally and are managed and monitored both by the Complaints Team.

To avoid frustration, it is really important to complain to the right person. For example, Hertfordshire County Council is not a housing authority, so we can't deal with complaints about housing matters. These complaints should be sent to your District or Borough council for response.

Raising a concern about services provided by the NHS

If you have a complaint about any services provided by the NHS, then you should contact that service first as they may be able to deal with your complaint informally. 

The Patient Advice and Liaison Service (PALS) should be your next port of call if your complaint cannot be resolved. Every service in the NHS has it's own PALS. They offer confidential advice, support and information on health-related matters. You can find contact details for the right PALS using their local branch search tool, or by calling 111.

You can also complain formally to your health provider, or the Clinical Commissioning Group (CCG) for the area in which the service was provided. 

Who can support me to raise a concern or complaint?

  • POhWER offer advocacy and support services in Hertfordshire
  • SENDIASS are an impartial information, advice and support service for parents and carers of children with special educational needs and disabilities (SEND), and young people and children with SEND.
  • IPSEA offers free and independent advice about getting the right support for children and young people with SEND.

  

Page was last updated on: 23/10/2024 12:26:37

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